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Investment House is seeking to recruit a Compliance Manager (CF10/11) for their Central London based office. The Compliance Officer will be responsible for Group-wide compliance with all relevant legal and regulatory rules (including, but not limited to, the FSA's Rules and anti-money laundering rules) and will report upon Group compliance to the Board on a regular basis. To ensure that sufficient controls and procedures are in place to enable the Business to meet regulatory requirements. The Compliance Officer will be responsible for keeping abreast of legal and regulatory developments which impact upon the Group's business with a view to ensuring that the Group's compliance policies and procedures are continually up-to-date. To be considered candidates MUST offer Compliance experience gained from a Financial Background.
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.