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Boutique Securities House based in Central London is seeking to recruit a Deputy Compliance Manager. Reporting to the Compliance Manager the successful candidate will come from an Investment background and will be responsible for compliance monitoring and the implementation of the new risk-based compliance monitoring programme. Applicants will also be required to conduct market abuse surveillance have experience of managing and developing the skills and competencies of the other members of the compliance monitoring team. Relevant professional qualifications would be an advantage.
This vacancy is being advertised by Montpellier Resourcing Limited. The services advertised by Montpellier Resourcing Limited are those of an Employment Agency.