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- Process and manage approved person applications.
- Review and approve conflicts of interests and PA dealings.
- Update and circulate the Restricted List and Watch List as appropriate.
- Maintain Insiders Lists.
- Approve wall crossings.
- Submit all necessary notification and disclosure and transparency forms to the Takeover Panel and FSA and respond to related enquiries.
- Respond to queries surrounding gifts, hospitality and entertainment.
- Approve or reject requests for the provision or receipt of gifts, hospitality and entertainment.
- Compliance experience working in a large corporate environment.
- Experience of a trading environment is preferable.
- Experience working in an approved persons function
- PA dealing experience
- Experience handling gifts and entertainment requests
To find out more about Real Staffing please visit www.realstaffing.com