Central Compliance Officer

This is an excellent opportunity for a Compliance professional that has gained experience in an approved persons function at either a wholesale bank or brokerage, and is ready to take the next step in their career.

As Central Compliance Officer, your responsibilities will include:

• Process and manage approved person applications.
• Review and approve conflicts of interests and PA dealings.
• Update and circulate the Restricted List and Watch List as appropriate.
• Maintain Insiders Lists.
• Approve wall crossings.
• Submit all necessary notification and disclosure and transparency forms to the Takeover Panel and FSA and respond to related enquiries.
• Respond to queries surrounding gifts, hospitality and entertainment.
• Approve or reject requests for the provision or receipt of gifts, hospitality and entertainment.

Key Skills required:

• Compliance experience working in a large corporate environment.
• Experience of a trading environment is preferable.
• Experience working in an approved persons function
• PA dealing experience
• Experience handling gifts and entertainment requests

Location:CanaryWharf

Salary: £40 - £50k

If you have experience working within a central compliance function at a large corporate firm, and would like to enhance your career at a leading FS provider; please send your CV to me for consideration

To find out more about Real Staffing please visit www.realstaffing.com

Real is a leader in the provision of ,pharmaceutical & biotechnology, medical devices, public sector, banking & financial services, information & technology and healthcare recruitment services.