Compliance Managers, Banking, London, £550+

City of London
£550 - £685 per annum
19 Oct 2012
16 Nov 2012
OT-12439736
Oliver Ashby
Contract
Full Time

Compliance Advisory Managers, Banking,London, Transaction Banking, Electronic Information, UK/EU Reg Structure

A key banking client in London urgently require 3 Compliance Advisory Managers to work in the Compliance Advisory teams, on 6 month rolling contracts paying from £550-685 per day.

Role 1: UK/EU Regulatory Structure

Excellent understanding of UK and EU regulatory structure for Payment Services Regulations, Banking Conduct of Business Sourcebook, Client Money Regulations, Financial Services Compensation Scheme requirements.

Knowledge of retail regulations - Payment Services, Banking Conduct of Business Sourcebook, Client Money Regulations etc

Identify regulatory issues and deliver practical and compliant solutions

Role 2: Electronic Information

Understanding of how to manage non public information

Controls around electronic information management and records

Develop and implement a robust records management framework

Define criteria for critical records

Analyse/evaluate existing business records, management processes and controls

Carry out information audits

Role 3: Transaction Banking

Excellent understanding of Transaction Banking products and services and the regulations around them

Experience of working within a compliance team

Conflict Mapping and Compliance Risk Assessments

This is a high-level business area and the importance of this work is paramount. There are interview opportunities available immediately. Please apply immediately with your latest CV.

Key Words: Compliance, Manager, Advisory, Banking, London, Transaction, Electronic, Information, Data, Records, Regulation, UK, EU, Payment, Services, Conduct, Sourcebook, Client, Money, Compensation, Controls, Audits, Conflict

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