EMEA Senior Compliance Manager

City of London
£650 - £700 per day
26 Oct 2012
23 Nov 2012
HA-12310968
William Best
Contract
Full Time

The wealth division of a Tier 1 investment bank urgently requires a Senior Compliance Manager to join on a 6 month rolling contract. The compliance scope will cover EMEA, and the Senior Compliance Manager will lead a high profile Testingand Monitoring initiative within Group Wealth's compliance function.

The Senior EMEA Compliance Manager will report to the function Head of Compliance. Primary involvements will include:

  • Designing, developing and delivering meaningful reporting for business management
  • Identifying enhancements in current monitoring and testing practises
  • Overseeing and reviewing execution of a high profile Compliance testing programme
  • Critically appraise existing compliance monitoring routines
  • Identify emerging risk on the programme
  • Design thematic reviews to manage and assess these operational risks

Key Candidate Requirements:

  • The successful candidate will be able to provide executive compliance management reporting and guidance up to EMEA level
  • Able to manage and deliver compliance reviews (exp. within Financial Services essential)
  • Able to manage and deliver internal audits (exp. within Financial Services essential)
  • Strong knowledge and recent exposure to current retail regulatory requirements
  • Knowledge of EMEA regulatory environment
  • Able to deliver reviews in response to the FSA suitability initiative

Ideal candidate experience:

  • Financial services: compliance, audit and operational risk
  • Wealth Management / Private Banking

Personality traits:

  • The Senior Compliance Manager is required to have gravitas
  • Able to contriute to staff morale during times of uncertainty and change
  • Able to function effectively and efficiently under pressure
  • A senior, executive mindset

This is a superb opportunity for the right candidate. To be considered, please call 0207 469 5100 and email an up to date CV & your working availability. Interviews will be booked in as soon as possible.

Location: London / Rate of Pay: £700 per day / Duration: 6 month rolling

KEYWORDS: COMPLIANCE, TESTING, TEST, MONITORING, EMEA, LEGAL, OPERATIONAL RISK, FSA, WEALTH MANAGEMENT, WEALTH, PRIVATE BANKING, REGULATION, REGULATORY, AUDIT, INTERNAL AUDIT, RETAIL, BUSINESS, LONDON, BANK, BANKING

To find out more about Huxley Associates please visit www.huxley.com