Skip to content

EMEA Senior Compliance Manager

This job is no longer available

Recruiter
Huxley Associates
Posted
26 October 2012
Closes
23 November 2012
Ref
HA-12310968
Contact
William Best
Contract Type
Hours
Salary
£650 - £700 per day

Further information

The wealth division of a Tier 1 investment bank urgently requires a Senior Compliance Manager to join on a 6 month rolling contract. The compliance scope will cover EMEA, and the Senior Compliance Manager will lead a high profile Testingand Monitoring initiative within Group Wealth's compliance function.

The Senior EMEA Compliance Manager will report to the function Head of Compliance. Primary involvements will include:

  • Designing, developing and delivering meaningful reporting for business management
  • Identifying enhancements in current monitoring and testing practises
  • Overseeing and reviewing execution of a high profile Compliance testing programme
  • Critically appraise existing compliance monitoring routines
  • Identify emerging risk on the programme
  • Design thematic reviews to manage and assess these operational risks

Key Candidate Requirements:

  • The successful candidate will be able to provide executive compliance management reporting and guidance up to EMEA level
  • Able to manage and deliver compliance reviews (exp. within Financial Services essential)
  • Able to manage and deliver internal audits (exp. within Financial Services essential)
  • Strong knowledge and recent exposure to current retail regulatory requirements
  • Knowledge of EMEA regulatory environment
  • Able to deliver reviews in response to the FSA suitability initiative

Ideal candidate experience:

  • Financial services: compliance, audit and operational risk
  • Wealth Management / Private Banking

Personality traits:

  • The Senior Compliance Manager is required to have gravitas
  • Able to contriute to staff morale during times of uncertainty and change
  • Able to function effectively and efficiently under pressure
  • A senior, executive mindset

This is a superb opportunity for the right candidate. To be considered, please call 0207 469 5100 and email an up to date CV & your working availability. Interviews will be booked in as soon as possible.

Location: London / Rate of Pay: £700 per day / Duration: 6 month rolling

KEYWORDS: COMPLIANCE, TESTING, TEST, MONITORING, EMEA, LEGAL, OPERATIONAL RISK, FSA, WEALTH MANAGEMENT, WEALTH, PRIVATE BANKING, REGULATION, REGULATORY, AUDIT, INTERNAL AUDIT, RETAIL, BUSINESS, LONDON, BANK, BANKING

To find out more about Huxley Associates please visit www.huxley.com

Huxley Associates

Huxley Associates is an international recruitment agency specialising in the placement of senior professionals in a diverse range of sectors.