Compliance Monitoring Manager

North Yorkshire
£30000 - £35000 per annum
01 Nov 2012
29 Nov 2012
RE-12440936
Katherine Edmonds
Permanent
Full Time

Fantastic Compliance Monitoring Manager Role

The main purpose of the role is to work as part of the Compliance Monitoring team, to help aid oversight of Regulatory Risk across the business in relation to Conduct Risk.

Responsibilities:

  • Maintaining the monitoring process of compliance with current regulatory requirements

  • To be able to identify and implement best practice for compliance regarding regulatory compliance

  • Provide training and advice in relation to Compliance

  • Reporting to key stakeholders

  • Up to date of FSA handbook including knowledge of key areas of

BCOBS, COBS, ICOBS, MCOB

Skills and Experience:

  • CeMap or MAQ

  • Full Financial planning certificate

  • Strong stakeholder management skills

  • TCF

  • Audit or Compliance

  • AML, Financial crime, Data protection act

To find out more about Real Staffing please visit www.realstaffing.com