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Compliance Monitoring Manager

This job is no longer available

Recruiter
Real Staffing
Posted
01 November 2012
Closes
29 November 2012
Ref
RE-12440936
Contact
Katherine Edmonds
Location
Contract Type
Hours
Salary
£30000 - £35000 per annum

Further information

Fantastic Compliance Monitoring Manager Role

The main purpose of the role is to work as part of the Compliance Monitoring team, to help aid oversight of Regulatory Risk across the business in relation to Conduct Risk.

Responsibilities:

  • Maintaining the monitoring process of compliance with current regulatory requirements

  • To be able to identify and implement best practice for compliance regarding regulatory compliance

  • Provide training and advice in relation to Compliance

  • Reporting to key stakeholders

  • Up to date of FSA handbook including knowledge of key areas of

BCOBS, COBS, ICOBS, MCOB

Skills and Experience:

  • CeMap or MAQ

  • Full Financial planning certificate

  • Strong stakeholder management skills

  • TCF

  • Audit or Compliance

  • AML, Financial crime, Data protection act

To find out more about Real Staffing please visit www.realstaffing.com

Real Staffing

Real is a global leader in the provision of pharmaceutical, biotechnology and medical devices recruitment services.