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Compliance Monitoring Manager - London

This job is no longer available

Recruiter
Huxley Associates
Posted
14 November 2012
Closes
12 December 2012
Ref
HA-12313624
Contact
William Best
Contract Type
Hours
Salary
£350 - £450 per day

Further information

A leading UK Banking Group requires a Compliance Monitoring Manager to join its Wholesale Banking Arm on a 6 month contract paying £350 - £450 per day.

The successful candidate will help the senior manager with the management of a compliance team, helping to ensure that a risk-based approach is implemented which links all of the Wholesale Banking and Markets Business Units.

Core Responsibilities will include:

  • Assisting in developing a compliance monitoring strategy
  • Assist in driving implementation of compliance monitoring strategy
  • Ensyre a risk-based model is used with this implementation that caters for business-specific risks and associates controls
  • Assist in developing a management information framework to support risk-based monitoring approach
  • Liaise with Advisory Compliance departments to understand and develop risk assessments
  • Recommend appropriate remediation strategies as part of monitoring output
  • Provide support in interpreting regulatory changes
  • Become involved in Ad-hoc compliance projects across the wider wholesale business

Core Experience:

  • Wholesale, Corporate or Investment Banking experience
  • Financial Services experience in compliance
  • Experience undertaking compliance monitoring, testing and remediation
  • Knowledge of current regulatory requirements
  • Able to effectively implementent, maintain and report upon controls
  • Excellent stakeholder management capabilities
  • Experience managing a small team

This is a superb, challenging compliance role within a leading banking department in London. To be considered, forward an up to date CV as soon as possible. Suitable candidates will be contacted directly and forwarded directly to the hiring manager following consultation.

KEYWORDS: COMPLIANCE, MONITORING, RISK, RISK ASSESSMENT, CONTROL, OPERATIONAL RISK, LEGAL, BANK, BANKING, WHOLESALE BANKING, LONDON

To find out more about Huxley Associates please visit www.huxley.com

Huxley Associates

Huxley Associates is an international recruitment agency specialising in the placement of senior professionals in a diverse range of sectors.