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VP - Compliance Manager - Regulatory Change

This job is no longer available

Real Staffing
27 November 2012
25 December 2012
Ryan Graham
Contract Type
£70000 - £80000 per annum

Further information

VP - Compliance Manager - Investment Bank -London

An Investment Bank inLondonis seeking a Compliance Manager to assess regulatory risk and provide policies, procedures, programs and guidance to assist the firm in meeting the regulatory requirements. You will be using your knowledge and experience in compliance to build relationships with key regulators and interact with management of businesses and control functions, giving advice and guidance promptly.


  • Provide Compliance support and booking entity advice on one-off transactions and New Business Initiatives
  • Ensure the regulatory licenses are up-to-date and line with the growth of the business and legal entity strategy
  • Advise on permissions, passporting and the interaction ofUK, European andUSregulatory regimes
  • Facilitate oversight of the regulated and unregulated entities of the group in theUKand EMEA region
  • Support the Boards and NEDs in their governance role, working closely with the Office of the Secretary
  • Be the focal point and facilitate special projects including business migrations, legal entity restructuring and merger & restructuring activities within the department
  • Support Finance with the planning of regulatory capital requirements and Treasury on matters concerning theUKliquidity requirements


  • At least 6 years experience gained within a bank or financial services provider
  • Securities and derivatives product knowledge
  • Experience communicating with senior management both orally and in writing
  • Ability to assimilate complex information, make sound decisions and escalate as necessary

Location - City

Salary - £70,000 to £80,000

This is a great opportunity for a senior Compliance Professional to advance their career at a well established bank. Applications are open now so apply online or call Ryan Graham on 0207 398 3600 for more details.

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