Compliance Officer

£20000 - £25000 per annum
28 Jan 2013
25 Feb 2013
Katherine Edmonds
Full Time

I'm currently recruiting for a Compliance Officer based in theMidlandsfor a permanent position. The purpose of the role is to monitor retail conduct risk as part of the Compliance team. You would have to be responsible for creating monitoring programmes to ensure regulatory requirements are being met.

Salary up to £28K


  • Design monitoring programme and conduct risk review.

  • To prepare formal reports on review findings

  • Prepare and give feedback to Compliance management

  • FSA regulation, Lending Code and Data Protection Act interpretation

Skills and Qualifications

  • CeMap

  • CeRGI

  • FPC

  • ICACompliance Certificate

  • Microsoft Word, Excel, Powerpoint and Outlook

  • SMS/Sales System/SUMMIT

  • Business Objects reporting

To find out more about Real please visit