Compliance Support Manager

West Midlands
£34000 - £48000 per annum
21 Mar 2013
18 Apr 2013
Katherine Edmonds
Full Time

Currently recruiting for a Compliance Support Manager based in theMidlandsfor a permanent position. The purpose of the role is to manage compliance advice and guidance and support the front line of the business. Part of the role would be focussed on product sign off and marketing, so to identify and raise conduct risk awareness across the business.

Salary up to £48K


  • Extensive MCOB knowledge and interpretation

  • FSA handbook expertise to be able to coach and reference

  • To prepare formal reports on review findings

  • Provide compliance sign off on financial promotions

  • Compliance point of contact for the marketing team

Skills and Qualifications

  • CeMap

  • CeRGI

  • ICACompliance Certificate

  • Microsoft Word, Excel, Powerpoint and Outlook

  • TCF (treating customers fairly)

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