Compliance Case Review Analyst

£500 - £600 per day
23 Mar 2013
20 Apr 2013
Ryan Graham
Full Time

Compliance Case Review Analyst, 3 month contract

A leading banking group with a strong presence across global markets, is building a team of Compliance Case analysts to review customer files and validate whether they are in accordance with FSA rules governing interest rate hedging projects.

This leading banking group is looking to hire 15+ contractors that can be available from the 8th April and take a short term contract for 3 months.

In order to apply you must have the following knowledge and experience:

-Demonstrate a good understanding of the FSA's regulatory requirements for the sales of interest rate derivative products.
-A working knowledge of interest rate derivative products.
-Have some experience in Commercial Banking.
-Have a good knowledge in regulatory investigation and resolution processes.
-Possess excellent oral and written communication skills.
-Is used to working under tight project deadlines.
-Has the ability to escalate where appropriate.
-Ability to work well as an individual and as part of a team.


-Working knowledge of interest rate derivatives and their use in commercial banking.
-TCF (Treating Customers Fairly)
-Can demonstrate a working knowledge of interest rate derivative transactions (desirable).
-Knowledge of good regulatory practices and quality assurance business review controls.


-Minimum 2+ years in financial service, risk management or advisory compliance.
Recent Derivative/ Loan/ Insurance & swaps in Investment Banking or Financial Services experience.

Location: Canary Wharf

Salary: £500 - £600 p.d

If you have a good understanding of interest rate derivative products and how they are sold, as well as knowledge of the FSA rules that apply; please send your CV asap to Ryan Graham at

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