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Compliance Analyst, (Regulations, Rules, Monitoring)

This job is no longer available

Recruiter
Harrington Starr
Posted
25 September 2013
Closes
23 October 2013
Ref
AO- 2134
Contact
Alex Odwell
Function
Contract Type
Hours
Salary
£275 - £350 per day

Further information

Compliance Analyst (policies, monitoring, FCA, Regulation, Rules)

Compliance Analyst (policies, monitoring, FCA, Regulation, Rules)

A market leading and FCA regulated financial services trading organisation is looking for a Compliance Analyst to work in their Legal & Compliance department based in West London. As a Compliance Analyst you will be responsible for monitoring trade and order flow in real-time.

The Compliance Analyst will also be responsible for the following duties:

  • Assist with the Compliance monitoring programme
  • Providing support around regulatory developments and new regulatory requirements
  • Drafting and updating compliance policies
  • Investigating and responding to customer complaints
  • Maintaining compliance registers, records and databases
  • Assisting with introducer agreements

This is a fantastic opportunity to work for a genuine market leader in the financial services community on a rolling contract position. To be considered for the role of Compliance Analyst, monitoring, Scila, STRs, Order Book, FCA, experience in the following is essential:

  • At least 2 years' Compliance experience of order book
  • Experience working within a financial exchange, MTF, Broker or Bank
  • Knowledge of FCA rules such as (COBS, DISP,SYSC, MAR)
  • Any relevant compliance qualifications would be advantageous
  • Sound IT skills with analytical ability
  • Excellent communication skills both written and verbal

This is an immediate need so please get in touch as soon as possible.

Compliance Analyst (policies, monitoring, FCA, Regulation, Rules)

Compliance Analyst (policies, monitoring, FCA, Regulation, Rules)

Harrington Starr