Operational Compliance Manager

London
£60000 - £70000 per annum + bonus
11 Oct 2013
08 Nov 2013
AO89r
Alex Odwell
Finance
Permanent
Full Time

Operational Compliance Manager - COB, UCITS, Guideline Management, Asset Management

Operational Compliance Manager - COB, UCITS, Guideline Management, Asset Management

A leading Investment Management business based in London, is currently looking for an Operational Compliance Manager to work on the implementation of Collective Investment Schemes (CIS) and regulatory data, Technical and legal advice pertaining to OCU work and maintaining OCU policy and procedures. You will have strong knowledge of working within an Asset Management business as well FSA COB and UCITS.

As the Operational Compliance Manager you will be responsible for coding client mandates, auditing accounts, account transitions, breach investigations and resolutions, management reporting and enterprise continuity planning.

My client is a global leader in the Investment Management community, working with multiple asset classes. You will be working with state of the art technology systems and an award winning environment. To be considered for the role of Operational Compliance Manager, experience in the following is essential:

  • Understanding of the investment decision making and trade implementation process
  • Working knowledge of Equity and Fixed Income products
  • Working knowledge of UCITS regulation and FSA COB
  • Exposure to guideline management
  • Ability to analyse NAV reports
  • Ability to understand basic legal terminology
  • Excellent communication skills

This is an immediate need so please apply as soon as possible to avoid disappointment.

Operational Compliance Manager - COB, UCITS, Guideline Management, Asset Management

Operational Compliance Manager - COB, UCITS, Guideline Management, Asset Management