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Compliance Officer, Market Surveillance, Compliance Analyst - F

This job is no longer available

Recruiter
Harrington Starr
Posted
26 October 2013
Closes
23 November 2013
Ref
EP-Compliance
Contact
Elliot Parfitt
Location
Function
Contract Type
Hours
Salary
£35000 - £50000 per annum + benefits + bonus

Further information

Compliance Officer, Market Surveillance, Compliance Analyst - Financial Services

Compliance Officer, Market Surveillance, Compliance Analyst, FSA, FCA, Compliance Monitoring, Surveillance Analyst

Our client is a leading financial services firm based in West London - they are looking for a Compliance Officer / Market Surveillance / Compliance Analyst to join their Legal / Compliance business unit. This is a role that will involve monitoring trade flow & order flow across the market surveillance system with the purpose of identifying market abuse / unauthorised trading activity.

In addition, the Compliance Officer, Market Surveillance, Compliance Analyst role will include:

- Compliance & regulatory support

- Compliance monitoring

- Producing compliance documents including policy & procedure drafts

- Dealing with customer & internal compliance / market surveillance requests, issues & queries

This is an excellent chance to join a market leader in the financial services world in a role with massive scope for career progression & development.

To be considered for the role of Compliance Officer, Market Surveillance, Compliance Analyst you must be able to clearly demonstrate:

- Direct experience in compliance analysis / market surveillance relating to financial services trading / capital markets

- Working knowledge of FSA / FCA regulations and rules e.g. DISP, MAR, COBS etc

- 1st class verbal & written communication skills

- Analytical ability

This is an urgent requirement for our client so if you have the required skills and knowledge please apply ASAP for more information.

Compliance Officer, Market Surveillance, Compliance Analyst, FSA, FCA, Compliance Monitoring, Surveillance Analyst

Compliance Officer, Market Surveillance, Compliance Analyst - Financial Services

Harrington Starr