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Compliance and Market Surveillance, Compliance Analyst - Financ

This job is no longer available

Recruiter
Harrington Starr
Posted
04 November 2013
Closes
02 December 2013
Ref
EP-Comp-MarSurv
Contact
Elliot Parfitt
Location
Function
Contract Type
Hours
Salary
£40000 - £50000 per annum + benefits + bonus

Further information

Compliance and Market Surveillance, Compliance Analyst - Financial Services

Compliance, Market Surveillance, Compliance Analyst, FSA, FCA, Compliance Monitoring, Surveillance Analyst, Trade Monitoring, Trade Analysis

Leading financial services trading firm is looking for an experience compliance analyst / market surveillance candidate to join their West London.

You will be working very closely with the business (capital markets trading desks) to analyse trade data looking for potential market abuse or trade discrepancies.

In addition, the Compliance Officer, Market Surveillance, Compliance Analyst role will include:

- Compliance & regulatory support

- Compliance monitoring

- Producing compliance documents including policy & procedure drafts

- Dealing with customer & internal compliance / market surveillance requests, issues & queries

Applicants for this role will be assessed based on their experience in:

- Direct experience in compliance analysis / market surveillance relating to financial services trading / capital markets

- Working knowledge of FSA / FCA regulations and rules e.g. DISP, MAR, COBS etc

- 1st class verbal & written communication skills

- Analytical ability

This is an urgent requirement for our client so if you have the required skills and knowledge please apply ASAP for more information.

Our client is a true market leader offering direct hands-on experience in a varied role with substantial opportunity for career progress & knowledge increase.

Compliance, Market Surveillance, Compliance Analyst, FSA, FCA, Compliance Monitoring, Surveillance Analyst, Trade Monitoring, Trade Analysis

Compliance and Market Surveillance, Compliance Analyst - Financial Services

Harrington Starr