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Compliance Officer & Market Surveillance - Financial Services

This job is no longer available

Recruiter
Harrington Starr
Posted
06 November 2013
Closes
04 December 2013
Ref
TT/EL/masurco
Contact
Taz Thiara
Function
Contract Type
Hours
Salary
£40000 - £55000 per annum + Bonus + Benefits

Further information

Compliance Officer & Market Surveillance - Financial Services

Compliance office, AML, KYC, Financial Services, Brokerage, Investment Banking, Compliance Policy, Regulatory Officer, Reporting, AML, FX, CFD's

Our client is a global trading facility covering multi-asset class trading including FX, Indices, Commodities & CFD's. Operating a web-based online trading platform for investment banks.

Urgent need for a Compliance Officer & Market Surveillance specialist to join their West London office to work closely with the business providing advice and guidance throughout the on-boarding process - this guidance will surround AML & regulatory issues and matters.

To be considered for this role you must have experience in:

- Compliance relating to financial services

- Experience in market surveillance

- Post-trade data analysis for market abuse, trade abuse and AML

- Trade flow monitoring

- Compliance policy drafting & review

You will have a procedural mindset with the ability to spot areas for improvement and the ability to design and implement these changes.

My client is a well renowned financial services firm so you will be working in an industry leading environment with massive scope for career progress & development.

This Compliance Officer / Market Surveillance role will pay between £40'000 and £55'000 basic in addition to a benefits and bonus package.

Please apply ASAP if you have the required skills.

Compliance office, AML, KYC, Financial Services, Brokerage, Investment Banking, Compliance Policy, Regulatory Officer, Reporting, AML, FX, CFD's

Compliance Officer & Market Surveillance - Financial Services

Harrington Starr