Compliance Officer & Market Surveillance - Financial Services

City of London
£40000 - £55000 per annum + Bonus + Benefits
06 Nov 2013
04 Dec 2013
TT/EL/masurco
Taz Thiara
IT
Permanent
Full Time

Compliance Officer & Market Surveillance - Financial Services

Compliance office, AML, KYC, Financial Services, Brokerage, Investment Banking, Compliance Policy, Regulatory Officer, Reporting, AML, FX, CFD's

Our client is a global trading facility covering multi-asset class trading including FX, Indices, Commodities & CFD's. Operating a web-based online trading platform for investment banks.

Urgent need for a Compliance Officer & Market Surveillance specialist to join their West London office to work closely with the business providing advice and guidance throughout the on-boarding process - this guidance will surround AML & regulatory issues and matters.

To be considered for this role you must have experience in:

- Compliance relating to financial services

- Experience in market surveillance

- Post-trade data analysis for market abuse, trade abuse and AML

- Trade flow monitoring

- Compliance policy drafting & review

You will have a procedural mindset with the ability to spot areas for improvement and the ability to design and implement these changes.

My client is a well renowned financial services firm so you will be working in an industry leading environment with massive scope for career progress & development.

This Compliance Officer / Market Surveillance role will pay between £40'000 and £55'000 basic in addition to a benefits and bonus package.

Please apply ASAP if you have the required skills.

Compliance office, AML, KYC, Financial Services, Brokerage, Investment Banking, Compliance Policy, Regulatory Officer, Reporting, AML, FX, CFD's

Compliance Officer & Market Surveillance - Financial Services