Head of Conduct & Compliance Audit

London (Greater)
£80000 - £95000 per annum + Benefits
12 May 2014
09 Jun 2014
RE-12520491
Pritesh Chudasama
Permanent
Full Time

Role: Head of Conduct & Compliance Audit

Salary: £80,000 p/a to £95,0000 p/a + benefits + bonus

Company: Tier 1 Bank (Insurance Division)

Location: London

Type: Permanent Full Time

Start: ASAP

An opportunity has arisen for a Head of Conduct & Compliance Audit to join a Tier 1 Bank based in London focusing on their Insurance business.

You will have a good understanding of the controls and the regulatory environment and come with strong management experience.

Direct line management responsibility for a team of senior audit managers, conducting appraisal evaluations, coaching and development, support and motivating your team to deliver business objectives.

You will be required to managing a significant portfolio of audits across the business.

Experience in maintaining stakeholder relationships is vital to this role. This includes with being able to influence change and educate the business and provide guidance and counsel when required.

The key source books and areas of compliance that you will be working with are:

COBS

ICOBS

CASS

APA

Complaints

Remuneration

This is role is for compliance professionals currently working in business or audit. You could currently be working for a large Insurer or a bank that offers insurance products but be on the compliance/audit side however we are not looking for London Market Insurance exposure.

We are would like to onboard the individual as soon as possible so if this role sounds interesting to you please submit your CV online or contact me directly, Pritesh Chudasama on 0207 398 3600.