Regulatory & Compliance - Tier-1 Bank (London)

London (Greater)
£40000 - £55000 per annum
28 May 2014
25 Jun 2014
Leroy Maringa
Full Time

Our tier-1 banking client is in search of an internal auditor within compliance (regulatory & legal), or a compliance officer within regulatory & legal. Although the main focus will be within regulatory compliance, legal is secondary component and HR a third.

Essential experience summarised as follows:

  • Graduate degree and relevant professional qualifications (e.g. CIA, ACCA or specific Compliance qualification);
  • Practical understanding and experience of financial service regulatory compliance (e.g Conduct risk - including experience of conduct of business rules, market abuse regime, safeguarding client assets, financial crime compliance). [auditor or practitioner]

Coming in at an AVP level, the role offers great growth prospects and exposure to the bank's functions across; investment, retail and corporate banking. Additionally, as a result of the senior stakeholder interaction across the business, this will be a fantastic opportunity to build relationships with key decision makers within the bank.

*London based role

To be considered, please submit a copy of your CV via the details provided