Compliance Controller - CF10, CF11, Compliance Oversight, AML

London (Greater)
£90000 - £120000 per annum + BONUS + BENEFITS
17 Jul 2014
14 Aug 2014
LH-COMP-CONTROL
Lee Harding
Legal
Operations
Permanent
Full Time

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX

A leading financial services firm in London is looking to recruit a Compliance Controller in a CF10 / CF11 role. My client is fast growing business and widely considered as a market leader in the FX space.

The role

  • You will have responsibility for compliance oversight, AML and policy updates, governance, training and education
  • The point of contact for the FCA and other regulators
  • Oversee the market surveillance function
  • Monitor legislative and regulatory rules
  • Communicate risk issues to the Chief Risk Officer
  • Act as point of contact and provider advice and support to the business for compliance related issues
  • Prepare and deliver an annual compliance monitoring plan

Requirements

  • Experience in a similar financial services role, ideally at a business involved in FX
  • Ideally CF10 or CF11 experience, otherwise immediately ready to step into those roles
  • Ability to work in a highly autonomous role
  • Ability to work with multiple teams in the business

My client is an innovative business that regularly wins industry awards for their services and technology.

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX