Compliance Officer - CF10, CF11, Compliance Oversight, AML, FX

London (Greater)
£100000 - £120000 per annum + BONUS + BENEFITS
22 Jul 2014
19 Aug 2014
LH-CF10/CF11
Lee Harding
Finance
Permanent
Full Time

Compliance Officer - CF10, CF11, Compliance Oversight, AML, FX

Compliance Officer - CF10, CF11, Compliance Oversight, AML, FX

A leading financial services firm in London is looking to recruit a Compliance Controller in a CF10 / CF11 role. My client is fast growing business and widely considered as a market leader in the FX space.

The role

  • You will have responsibility for compliance oversight, AML and policy updates, governance, training and education
  • The point of contact for the FCA and other regulators
  • Oversee the market surveillance function
  • Monitor legislative and regulatory rules
  • Communicate risk issues to the Chief Risk Officer
  • Act as point of contact and provider advice and support to the business for compliance related issues
  • Prepare and deliver an annual compliance monitoring plan

Requirements

  • Experience in a similar financial services role, ideally at a business involved in FX
  • Ideally CF10 or CF11 experience, otherwise immediately ready to step into those roles
  • Ability to work in a highly autonomous role
  • Ability to work with multiple teams in the business

My client is an innovative business that regularly wins industry awards for their services and technology. If you are interested in joining a fast paced and innovative business then this could be the opportunity for you.

Compliance Officer - CF10, CF11, Compliance Oversight, AML, FX

Compliance Officer - CF10, CF11, Compliance Oversight, AML, FX