Compliance Services Manager - Regulation, Asset Management

London (Greater)
£85000 - £90000 per annum + BONUS + BENEFITS
13 Aug 2014
10 Sep 2014
LH-COMPLIANCE-MGR
Lee Harding
IT
Permanent
Full Time

Compliance Services Manager - Regulation, Asset Management, Investment Management, Compliance Advisory, UCITS, Solvency II, CISI, MCSI, IAQ

Compliance Services Manager - Regulation, Asset Management, Investment Management, Compliance Advisory, UCITS, Solvency II, CISI, MCSI, IAQ

A multi award winning provider of front and middle office solutions to the Asset Management / Investment Management industry is looking to recruit an experienced candidate (CISI, MCSI, IAQ) to build and lead their new Compliance Services / Compliance Advisory team.

This is a brand new role that has come about due to the ever increasing pressure on financial firms to comply with the multitude of regulatory compliance mandates. You will use your knowledge and understanding of buy side compliance (UCITS, Solvency II etc.) to launch the advisory service and help to secure new clients.

This is a unique chance to join a completely greenfield project that will provide a hugely important service to Asset Managers, Hedge Funds, Wealth Managers and Insurers and help them to overcome the challenges of buy side regulatory compliance.

As the Compliance Services Manager - Asset Management, Investment Management, Compliance Advisory, UCITS, Solvency II, CISI, MCSI, IAQ - your responsibilities will include:

  • Specify and prioritise the development new compliance functionality for the compliance solution
  • Act as subject matter experience for standards such as UCITS and Solvency II etc.
  • Launch the compliance advisory unit
  • Manage the compliance advisory unit once launched
  • Maintain an update to date knowledge base of current and upcoming relevant compliance/regulation standards
  • Build and articulate business cases for product or service changes
  • Support sales and marketing by communicating the benefits of the compliance advisory service for clients
  • Produce though leadership material and represent the company at buy side and compliance/regulatory events

This is a fantastic chance to build and lead a brand new business unit and add significant value using your expertise in compliance and regulation. You will work with new and existing clients in a role that encompasses line management, product management and subject matter expertise.

If you are a buy side regulation / compliance expert, please get in touch to discuss this opportunity.

Compliance Services Manager - Regulation, Asset Management, Investment Management, Compliance Advisory, UCITS, Solvency II, CISI, MCSI, IAQ

Compliance Services Manager - Regulation, Asset Management, Investment Management, Compliance Advisory, UCITS, Solvency II, CISI, MCSI, IAQ