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Compliance Controller - CF10, CF11, Compliance Oversight, AML

This job is no longer available

Recruiter
Harrington Starr
Posted
14 August 2014
Closes
11 September 2014
Ref
LH-COMP-CONTROL2
Contact
Lee Harding
Location
Function
Contract Type
Hours
Salary
£90000 - £125000 per annum + BONUS + BENEFITS

Further information

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX, Broker

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX, Broker

One of the most innovative businesses in the London financial services sector is looking to hire a Compliance Controller into a CF10/CF11 role working with the Chief Risk Office. My client has expanded rapidly offering market leading inter-dealer, institutional and professional FX trading services.

With exciting career prospects available on the back of their planned international expansion plans, they are looking for someone with FX and compliance experience who can grow and develop with the company.

The role

  • You will have responsibility for compliance oversight, AML and policy updates, governance, training and education
  • The point of contact for the FCA and other regulators
  • Oversee the market surveillance function
  • Monitor legislative and regulatory rules
  • Communicate risk issues to the Chief Risk Officer
  • Act as point of contact and provider advice and support to the business for compliance related issues
  • Prepare and deliver an annual compliance monitoring plan

Requirements

  • Experience in a similar financial services role, ideally at a business involved in FX
  • Ideally CF10 or CF11 experience, otherwise immediately ready to step into those roles
  • Ability to work in a highly autonomous role
  • Ability to work with multiple teams in the business

My client is an innovative business that regularly wins industry awards for their services and technology. If you are interested in joining a fast paced and innovative business then this could be the opportunity for you.

Compliance Controller - CF10, CF11, Compliance Oversight, AML, F, Broker

Compliance Controller - CF10, CF11, Compliance Oversight, AML, FX, Broker

Harrington Starr